Plant Signal Behav. 2009 May; 4(5): 394–399.
PMCID: PMC2676749
Plant intelligence
Why, why not or where?
This article has been cited by other articles in PMC.
Abstract
The
concept of plant intelligence, as proposed by Anthony Trewavas, has
raised considerable discussion. However, plant intelligence remains
loosely defined; often it is either perceived as practically synonymous
to Darwinian fitness, or reduced to a mere decorative metaphor. A more
strict view can be taken, emphasizing necessary prerequisites such as
memory and learning, which requires clarifying the definition of memory
itself. To qualify as memories, traces of past events have to be not
only stored, but also actively accessed. We propose a criterion for
eliminating false candidates of possible plant intelligence phenomena in
this stricter sense: an “intelligent” behavior must involve a component
that can be approximated by a plausible algorithmic model involving
recourse to stored information about past states of the individual or
its environment. Re-evaluation of previously presented examples of plant
intelligence shows that only some of them pass our test.
“You were hurt?” Kumiko said, looking at the scar.Sally looked down. “Yeah.”“Why didn't you have it removed?”“Sometimes it's good to remember.”“Being hurt?”“Being stupid.”—(W. Gibson: Mona Lisa Overdrive)
Key words: intelligence, memory, learning, plant development, mathematical models, plant neurobiology, definition of terms
Introduction
The
concept of plants as intelligent beings is far from new. Already more
than 100 years ago, at the heyday of vitalistic biology, the Belgian
poet Maurice Maeterlinck describes in his essay on “intelligence of
flowers”1
some of the phenomena used even nowadays to illustrate “intelligent”
decision-making in plant ontogeny, in particular the ability of roots to
navigate through a complex maze (of a rubbish dump). Re-introduction of
this concept into the realm of rigorous contemporary experimental
biology, as proposed by Anthony Trewavas several years ago,2,3
has stimulated a period of lively discussion that has led to further
elaboration of the admittedly somewhat controversial original proposal.4–7
The
initially promising idea unfortunately appears to have been reduced to a
mere metaphor nowadays, having possibly partly fallen victim of the
heated exchange concerning the program of “plant neurobiology”.8–11
Plant intelligence has become, at best, practically synonymous with
Darwinian fitness (“adaptively variable behavior” or “ability of an
individual to perform in its environment”); at worst, its defense
resorts to collecting other incidents of metaphoric use of the word
“intelligence” (such as bacterial, immune, species, artificial, plant sensu factory etc., intelligence6), or to general arguments about intrinsic value of metaphors in science.10
However,
while such arguments might make the word socially acceptable, they
could be used to support the notion of intelligence in almost any
system, not just plants, perhaps up to making the metaphor worthless. If
we, for instance, take the notorious textbook example of the lytic
versus lysogenic life cycle decision of the lambda phage,12
depending on the outcome we end up with one intelligent, and thus
surviving, lysogenic bacterium, or some ten thousand equally intelligent
phages that have successfully outsmarted the bacterium's defenses. But
did we gain anything (besides of a bit of fun) by such re-telling of the
story?
One may argue that a metaphor
remains valuable as long as it provides novel insights and stimulates
new research. This, undoubtedly, is the case of “plant
intelligence”, as it has already inspired some mathematical models,
though their biological relevance might be questioned.13,14
Nevertheless, it may be worth trying to delimit plant intelligence in a
more restrictive way that would inspire focused experimental study.
Here we attempt to formulate “Occam's razor criteria” for recognizing
phenomena whose explanation as manifestations of “plant intelligence” is
not less parsimonious than alternative hypotheses (reviewed in ref. 15).
We then apply our criteria to re-evaluate some previously proposed
examples of plant intelligence, and propose some additional candidates
that may deserve closer analysis.
Cognition Without Brain
Let us begin with delimiting the central concept of intelligence.
Since intelligence manifests itself in behavior, it may be appropriate
to turn to the founding fathers of ethology, the science of behavior.
According to N. Tinbergen,16
any aspect of behavior can, in principle, be studied from two points of
view: (i) functional, focusing on its selective (or survival) value, or
(ii) causal, concerned with seeking its mechanistic, ontogenetic or
evolutionary (i.e., historical) roots. Inspired by this approach, we can
use two sorts of criteria to decide whether an entity (be it a human, a
plant, a computer or a hypothetical extra-terrestrial being) can be
considered intelligent. First, if this entity “behaves intelligently”
(whatsoever this means), it fulfills a functional definition of
intelligence. Second, if it possesses at least some part of the
apparatus known to be required in better known beings for intelligent
behavior (e.g., a brain, synapses, action potentials, or anything that
can be described as an information-processing network), it matches a causal definition of intelligence.
Most
of the plant intelligence debate so far revolved around causal
delimitations of the phenomenon. Even our current limited mechanistic
understanding of the substrate on which more conventional (human)
intelligence operates, i.e., the nervous system, has provided inspiring
inputs to plant biologists, reflected e.g., in the synapse model of cell
to cell communication,17 or in the birth of the program of plant neurobiology.8
However, functional aspects seem to be somewhat neglected, the only
relevant example so far being application of the (functional)
Stenhouse's definition of intelligence as “adaptively variable behavior within the lifetime of the individual”18 (cited in ref. 3).
Since, unlike causal analogies, functional definitions allow rigorous
testing of the presence or the absence of necessary prerequisites, the
functional point of view obviously deserves much deeper elaboration.
Stenhouse's
definition may indeed be a good start. Plants display all the necessary
“components” of intelligent behavior (assuming that their plastic,
flexible development is behavior).19 In particular, they surely do exhibit individual variability and adaptivity (reviewed in refs. 3, 6 and 7).
Moreover, they continuously record and evaluate a complex field of
external stimuli, forming thereby something which could be described as
an “inner representation” or a “cognitive map” of the environment,
including information about qualitative and quantitative aspect of light
conditions, humidity, temperature and other biotic and abiotic
environmental inputs. It is worth noting that some schools of “cognitive
science” strive towards explaining (away) not only the human kind of
cognition, but ultimately, even the human mind, as “computation on inner
(mental) representations” (reviewed in ref. 20); however, we neither want nor need to assume that plants, those “mindless masters”,2 are endowed with a human-like mind.
Nevertheless,
any delimitation of the subject of study imposes limits on what can be
studied. Stenhouse's definition of intelligence is no exception: if we
stick to the conventional meaning of individuality, we have to
sacrifice, for instance, phenomena such as “species intelligence” based
on epigenetic memory reaching across generations, or emergent
“intelligent behavior” taking place on the population level. It may be
thus worth examining alternative functional definitions of intelligence.
One such inspiring concept has been proposed by Mia Molvray in an essay
on criteria that could be used for recognition of intelligence in a
non-human entity.21
According to her, intelligence is not a quality that is either present
or absent. Instead, it can be present to a varying extent, forming a
continuum of stages. An absolute minimum is what she calls a rudimentary intelligence—basically reducible to the ability to react adaptively to the environment, i.e., to learn.
Next comes the ability to learn from new stimuli and adapt to changed
conditions, and only then the so-called “higher cognitive functions”
such as recognition of objects or even self-awareness. (In the context
of the plant intelligence debate, we do not need to go beyond
rudimentary intelligence).
Unlike
Stenhouse's definition, which attributes intelligence to any system that
simultaneously exhibits observable behavior (e.g., development),
individual variability, and adaptivity (which can be understood as
Darwinian fitness, though it may also involve some aspects of learning
and memory), Molvray's definition explicitly emphasizes learning. After
all, ability to acquire unique and novel experience (and to use this
experience in an appropriate manner) is what distinguishes a truly
intelligent system from systems such as a washing machine, a fridge or
an air-conditioning apparatus (where the “experience” has been provided
by a human designer and hard-wired into the appliance), or even from a
gravitropic root tip that has acquired a finely tuned error-compensating
mechanism from generations of ancestors subjected to natural selection,
i.e., also from “outside” of the particular individual (unless we
consider the species or population an “individual“). Memory, as a
necessary prerequisite of learning, thus gains a central role—and
clearly deserves our attention.
False Memories and True Scars
Like
intelligence, also memory can be defined either causally or
functionally. An example of the former would be e.g., the statement “Memory
is a location where information is stored that is currently being
utilized by the operating system, software program, hardware device,
and/or the user”.22
Obviously, such a concept makes sense only within the narrow field of
information processing technology, and we should rather look for a
functional definition. A good start could be the definition of memory
from the MedTerms medical dictionary: “Memory is (1) the ability to
recover information about past events or knowledge, (2) the process of
recovering the information about past events or knowledge, (3) cognitive
reconstruction. The brain engages in a remarkable reshuffling process
in an attempt to extract what is general and what is particular about
each passing moment.“23
This definition consists of three mutually non-exclusive, and
non-synonymous, statements. Understanding it as “logical OR”, for now we
can safely leave aside point (3), which is obviously anthropocentric
and to some extent causal. Nevertheless, it is worth noting that the
third part also covers a non-trivial aspect of intelligence—an ability
to select relevant things to memorize and recall; but at the moment we
are only interested in the ability to recall anything at all.
Thus, we have to search for situations where an individual actively
accesses stored information about its past experience; but how can we
recognize that plants do it?
Plants store a wealth of
data about their history in the structure of their bodies. Given the
permanent character of cell walls, every branch and twig holds
information about the past. However, this by no means guarantees that
the plant cares—or that it is at least capable of accessing these data.
While the density of annual rings on a cross-cut of a branch may provide
a dendrologist insight into long-term climatic development, it is
highly improbable that this information is accessible to the tree
itself. Such “stored information” may be a mere imprint of incidents and
accidents of the past, without any informative value for those
involved. Whatsoever value we attribute to a pile of dog excrement on
the sidewalk, it is rarely that of “memory of the past presence of a
dog”, unless we are interested in dog ethology. However, traces may be
laid down non-accidentally: we may not notice the smell of dog urine on
the same sidewalk, while a dog will undoubtedly read a complex message
from it. Even accidental imprints of past events may sometimes acquire a
memory function—a scar may serve as a reminder of youthful
carelessness.
We thus need criteria for distinguishing
mere traces of incidents from true accessible (and actively accessed)
memories, which also have to be stored by the studied organism itself.
Let us imagine the trajectory of a river meandering across a landscape,
gradually deepening its bed and occasionally changing its path. Albeit
the current path of the river does somehow reflect the centuries of
erosion, outside of a poetic text we can hardly say that the river
actively reflects and interprets its own, or the landscape's, memory of
the past: water just flows downhill, erosion just happens, and that's
all.
Perhaps one possible hint (though not a decisive
criterion) for recognizing true memory may be the presence of functional
features typical for systems capable of learning, such as signal
amplification, integration of inputs of multiple origins, or responses
whose timing, quality or quantity is modified by external inputs. An
obvious requirement is also memory trace duration at least comparable
with, but preferentially exceeding, that of the original stimulus being
memorized (i.e., while the memory does not have to be permanent, it must
be lasting). In the absence of a good functional test, we may have to
turn also to the causal point of view, i.e., to searching for
specialized structures and molecular or physiological mechanisms which
appear to possess no conceivable selective value besides the presumed
memory function.
To summarize: since memory is a
necessary pre-requisite of learning—an essential component of
intelligence, we need to examine critically the previously proposed
examples of intelligent behavior in plants, and for the sake of
certainty discard all cases where involvement of memory cannot be safely
inferred. We may even have to give up some potentially relevant
phenomena to be sure: what we need are criteria for identification of
cases of plant memory and learning that are beyond any doubt.
Science
is rooted in making models of the observed phenomena—preferentially
formalized (algorithmic), or at worst narrative ones. Thus, given any
particular example of seemingly intelligent behavior in plants, we
should ask whether we can approximate the observed phenomenon by a
biologically plausible model that includes recourse to information about
past states of the organism or its part, stored and accessed by the
organism. If the answer is no, and especially if we can produce a
plausible model that does not include retrieval of memories of past events, the example should be discarded. We will further refer to this criterion as “the memory model test”.
When a “Memory” is Not a Memory
Which
of the phenomena previously referred to as examples of intelligent
behavior, or at least of learning and memory in plants, will pass our
memory model test, and which ones will not? Can we identify any
promising candidates at all? The following list does not pretend to be a
complete review of all cases that have ever been proposed, rather an
overview of representative examples that allow conclusions in one or
another direction. Some of the previously reported candidates remain
inconclusive, and further examination of them is left to the reader.
Plants,
like many (if not all) other living beings, modify their metabolic,
regulatory and developmental processes according to the conditions of
the environment, including novel stimuli. Convincing examples of gradual
adaptation of plants modifying their size and growth rate in the
presence of an herbicide (phosfon D) or ether, i.e., compounds they
never met before, have been already reviewed.6
Nevertheless, a change in the organisms' properties per se does not
indicate a meaningful adaptation, or even learning. Some human
populations are nowadays experiencing abundance of food encountered
never before; however, the current epidemics of obesity can hardly be
considered a result of learning. Herbicide adaptation (or other
metabolic or developmental adaptations) could be similar gratuitous
by-products of environmental change, in some cases (such as pathogen or
herbivore responses) embraced and fine-tuned by natural selection. We
should postpone the decision whether they represent learning or not till
we know more about the physiological and molecular mechanisms involved,
and till we have convincing evidence that they are indeed adaptive.
Increase in leaf size or vegetative biomass does not necessarily
correlate with the amount of viable progeny or ability to survive—the
widely accepted measures of fitness.24
However, if we at least suspect that lasting modification of dedicated
regulatory circuits, such as e.g., signal transduction pathways, protein
phosphorylation switches or transcription factors, plays a specific
part in the process of adaptation, we can consider such a process a good
candidate for learning, as already proposed.25
Not
all seemingly convincing examples of “intelligent” plant behavior pass
our memory model test. In particular, orientation towards extrinsic cues
such as light or gravity can be often described by models that only
require perception of, and reaction to, synchronous cues and stimuli,
without any reference to the past. Thanks to the impressive models
constructed, in particular, by P. Prusinkiewicz and co-workers,26–29
we have to accept the startling realization that history, if included
in the model at all, takes often only the form of constraints carried by
the environment (such as e.g., shading by branches or leaves of the
developing plant) rather than memory of the developing individual
itself. For instance, light-driven morphogenesis of tree crowns, or
exploration of patchy environment by foraging clonal plants, can be
convincingly approximated by a model that only requires the individual
branches or ramets to avoid collision with congeneric neighbors and to
adjust their branching and runner production according to present light
conditions.27
(No “artifical intelligence”—whatsoever it may mean—is involved in
these models, produced with the aid of computers incapable of doing
anything that has not been programmed into them, and remaining thus, in
the context of our discussion, mere “stupid machines”).21
Alarmingly,
the complex pathway of roots through a non-homogenous substrate, this
classical example calling for analogies with the maze navigation test of
animal intelligence, may fall into the same category. Synchronous
perception of gravity, light, mineral nutrient and soil moisture
gradients (with the later being constantly modified by activities of the
growing root itself) is sufficient to guide a root tip through a rather
complex and realistically-looking trajectory.27
However, it has to be noted that gravitropism, albeit it can be
described as a purely synchronous orientation towards an extrinsic
gravity vector, apparently involves lasting imprints of the
environmental stimulus at least in some plant organs, although it is
unclear whether this “memory” is accessed also under natural conditions,
or only in some experimental setups.30 Similarly, the notorious example of dodder host selection (discussed in ref. 3)
can be re-told (i.e., narratively modeled) as simple attraction towards
synchronous chemical cues produced by the prospective host.
Phenomena
dependent on self-nonself recognition, possibly one of the oldest
abilities of living beings present already in prokaryotes,31 have been also quoted to support the notion of plant intelligence.7
However, distinguishing self from nonself does not need to involve
memory—only means for synchronously monitoring bodily continuity are
needed. Indeed, abrupt change of plants' behavior towards its detached
ramets suggests that integrity of the physical attachment is essential,
and that plants do not remember their past relationships. Interesting as
it is, self-nonself recognition does not pass the memory model test—and
thus it should be left out from the plant intelligence discussion.
A Handful of Candidates
Are there any phenomena left at all that would
pass our test? Let us leave intelligence aside for now, and look for
evidence of memory first. One promising candidate, as long as we
attribute individuality also to cells, would be auxin canalization,
i.e., gradual tuning of auxin transport across cells and tissues, based
on their previous experience and resulting in increased auxin flow in
cells that already have transported auxin. This phenomenon, which has
been proposed as a major factor determining e.g., the topology of leaf
venation (reviewed in ref. 32), can be nowadays explained mechanistically as resulting from re-location of auxin transporters, such as the PIN proteins.33 Unlike “canalization” of water flow across a landscape facilitated by erosion, auxin canalization depends on active
participation of transporting cells. Canalization facilitated by
transporter regulation and relocation has already been incorporated into
mathematical models of vascular differentiation34 and phyllotaxis.35
While at least some aspects of these phenomena could be approximated
also by models that do not assume canalization (e.g., a simple
reaction-diffusion model can generate patterns surprisingly reminiscent
of leaf vasculature or the pattern of organ primordia), the models
involving canalization are at least as good (or better), and, more
importantly, biologically plausible.
It has to be
stressed that development of leaf venation or phyllotaxis are mere
pre-programed developmental modules if viewed from the whole organism
perspective; to recognize the memory aspect, we have to take cells as
individuals. However, memory does exist in plants at least on the
cellular level, even by our strict criterion. But can it be found also
on the whole plant level? One promising example is the developmental
memory represented by reaction of axillar buds of Scrophularia cuttings to leaf removal, demonstrated by classical experiments of R. Dostál from the 1960s (reviewed in ref. 3), or later experiments demonstrating specific response of Bidens axillar buds to cotyledon injury in decapitated plants.36,37
Repetition of those experiments using contemporary methodology to
follow the processes taking place in the regenerating plants, and
possibly on a more “mainstream” and at least somewhat molecularly
characterized model, may be a good starting point.
Even
more promising may be other phenomena, where we already have a wealth
of data (and interpretations thereof) at hand, and which take place in
regularly occurring natural situations and/or form an integral part of
the plants' life cycle. This cannot be said about response to
experimental manipulation such as simultaneous decapitation and piercing
of one cotyledon. Namely, developmental decisions, such as
vernalization, flowering induction, photomorphogenesis or breaking of
seed dormancy depend on long-term integration and evaluation of light or
temperature inputs, sometimes recorded and recalled after a time far
exceeding the normal duration of the plant's life cycle. For example, Stellaria seeds can recall whether they have been imbibed in darkness or in light even after more than a year.38 Further examples of similar long-term “data collection” have been reviewed in ref. 3.
Mechanistic
models of these phenomena are already beginning to emerge. The “memory
of winter” involved in seasonally dependent acquisition of flowering
competence (vernalization) has been traced down to complex epigenetic
regulation of the gene encoding a specific transcription factor (FLC) in
Arabidopsis (reviewed in ref. 39).
Surprisingly, the target genes appear to be different in grasses,
albeit the topology of the whole regulatory network may be analogous.40
We are also catching first glimpses of the complex web of hormonal and
gene expression regulatory pathways controlling seed dormancy (reviewed
in ref. 41),
as well as the intricate interplay of light-dependent signals such as
phytochrome modification, circadian rhythms and phytormonones implicated
in light-controlled developmental regulation (reviewed in ref. 42).
Regulation
of the saccharide metabolism may provide additional examples of
integrating, storing and accessing information on long-term state of the
plants' metabolism, including but not limited to the performance of the
photosynthetic apparatus. One of the most serious tasks of plant life
is achieving balance, over a wide range of environmental conditions,
between carbon assimilation in source photosynthetic tissues, and
consumption of assimilates in sink tissues and organs resulting in
growth and carbon storage. The diurnal rhythm of photosynthesis,
moreover, results in a need to put aside a part of assimilates during
the day to cover the demands of both assimilatory and sink tissues
during the night (reviewed in ref. 43).
Sugar sensing and signaling is an important part of mechanisms
orchestrating carbon assimilation, assimilate storage and consumption
based on precise sensing and integration of signals on energy balance at
different levels.44
Arabidopsis plants not only tune sugar utilization and growth according
to assimilate supply, but they also modulate the deposition of storage
carbon (starch) according to “expected” need during the night.45
Most interestingly, starch mobilization at the night is essentially
linear, resulting in nearly complete consumption of the starch reserve
during every night. Thus, the plant is apparently able to measure the
amount of starch at the end of the day and “anticipate” the length of
night. The pattern of assimilation-storage-consumption can be tuned to
changes in environmental conditions such as day length or light level in
a manner that indicates some kind of memory of previous experience
(reviewed in ref. 46).
Moreover, the adjustment of enzyme levels includes a two-step
reaction—a change in day length results first in a “half-way”
transcriptional response that is followed by adequate translational
output only upon repeated or lasting environmental stimulation.47
Memory is Not (yet) Intelligence: What Next?
Even
in this rather unsystematic collection of phenomena we could identify
some interesting candidates that at least appear to include memory or
learning, i.e., necessary prerequisites of intelligent behavior
according to Molvray's functional definition. It has to be stressed that
we do not claim that memory (or even learning) and intelligence are
synonymous. On the contrary, we feel that we can speak of “intelligent”
or “adaptive” behavior only if alternatives are available—in other
words, if the memorized information affects some decisions. The
concept of “decision” may itself, at present, be no less vague (and no
less plagued by anthropomorphisms) than those of intelligence or memory,
and its more detailed elaboration would thus be obviously desirable.
Some of these issues, as well as additional examples, are likely to be
covered by articles in the coming special issue of Plant Cell and
Environment, devoted to plant behavior (summarized in ref. 19).
Nevertheless,
even on the basis of the mere memory criterion we could exclude some
phenomena that were promising at the first glance but turned out to be
explainable by models not including memory. We do not claim that such
memory-less models are correct; we merely suggest that phenomena without
clear involvement of memory should be left out from the discussion on
plant intelligence until at least some less controversial cases are well
characterized. We may have to sacrifice, at least temporarily, some
potentially interesting observations for the sake of safety, if we aim
to raise the status of plant intelligence from a mere metaphor to an
explanatory framework, or (to quote Marcello Barbieri's statement on
organic codes48), if we are to make plant intelligence not metaphorical but real.
Acknowledgements:
We
thank Anton Markoš for helpful discussion and the Ministry of Education
of the Czech Republic (Project MSM0021620858) for financial support.
Footnotes
Previously published online as a Plant Signaling & Behavior E-publication: http://www.landesbioscience.com/journals/psb/article/8276
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